As an analyst and AML expert in the Compliance practice, Diana Liso has participated in several overseas, on-site compliance reviews for client engagements. She provides guidance on policies and procedures, transaction monitoring tools, alert adjudication processes, and regulatory requirements on an ongoing basis. Ms. Liso also supports background investigations and handles the Secure ID function. Her responsibilities include conducting I-9 audits and identity verification interviews. Secure ID is a web-based software tool focused on identity verification that works in conjunction with the U.S. government’s internet-based system, E-Verify.
Prior to joining Guidepost Solutions in 2017, Ms. Liso was a business analyst and reporting specialist with JPMorgan Chase in its AML Alert and Due Diligence Operations. She has experience working in the financial services sector assessing potential money laundering, terrorist financing and other suspicious activity; conducting enhanced analysis for potential suspicious activity and client on-boarding; collecting and documenting data to assist account and transaction investigations; and preparing suspicious activity and due diligence reports. She also performs research to evaluate potential client risk.
In addition, Ms. Liso has extensive working knowledge screening financial customers and transactions using a variety of databases and system and manual alert tools such as Mantas/FCIP, Factiva, Finra, World Check, Bridger OFAC, Actimize, among others.